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Presentation: The Interaction of Humans, Megaherbivores, and Habitats in the Late Pleistocene Extinction Event Norman Owen-Smith, University of the Witwatersrand |
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Thank you very much. I seem to be the
only neontologist here among a group of paleontologists. In some
sense, comparing back to the sourcebook from the previous meeting
of this kind, the book by Martin and Klein on quaternary extinctions
-- in that meeting, the neontologist was Jared Diamond, a very
eminent person, very distinguished. And he was somehow tagged
on, at least to the end of the book. I at least seem to have
made it somewhere near the beginning of this meeting, but I can't
hope to give you the New Guinea perspective that Jared Diamond
gave to that meeting. My perspective will be an African one.
My eyes were opened up to the whole issue
of Pleistocene extinctions by a visit to the University of Wisconsin
by Paul Martin when I was a graduate student there, about 1967
or 1968 -- quite a long time ago now. It all seemed to fit so
well. I was in the process of studying white rhinos -- white
rhinoceros -- one of the species that almost went extinct in recent
times. It just made it through, and the obvious vulnerability
to human hunters fitted in very neatly with the story of the impact
that humans had had on the Pleistocene megafauna in other parts
of the world.
It all seemed very neat and simple. Until
at a later stage, 1991, I went to a meeting at Helsinki, at which
another eminent paleontologist, Dale Guthrie, gave a talk on
the disappearance of not just the North American fauna, but the
disappearance of a whole ecosystem -- the so-called "mammoth
steppe." And that made me aware that the issue of the extinctions
was more complex than just human overkill, and we might also need
to take a look at some of the habitat changes that may have occurred
at that time and may be a component of those extinctions.
Following that stimulus, I took a journey
up to the far north, towards the region that was once Beringa,
visiting the University of Alaska, about 1994, as a guest of David
Hopkins, to air some of my thoughts from Africa, looking outwards
to North America, Eurasia, and the rest of the world, about how
various factors might have interacted in those extinctions. And that led to the perspective that I will
present -- that even though, in summary, the humans may have been
a major agent in the extinction of the very large animals -- the so-
called "megaherbivores" -- perhaps people had not paid
enough attention to the consequences of the elimination of those
species on the habitat transformations that certainly occurred
at around the same time.
There are three patterns in those Pleistocene
extinctions which have to be explained by any model. The first
of those patterns is the fact that species of very large body
size were most strongly affected; and, in particular, all of those
species weighing more than 1,000 kilograms in adult body mass
went extinct everywhere in the world outside of Africa and tropical
Asia. And these are the species that I will refer to as megaherbivores
-- "mega" in the very strict sense, in that the adults
weigh more than a megagram -- 1,000 kilograms is 1 million grams.
The severity of the generic extinctions
may appear different between different people's presentations.
The data that I'm presenting there were based on considering
extinctions of all species above about 10 kilograms in body mass,
covering large herbivores, and only concerning the herbivores
and leaving out the carnivores -- because that was the focus of
my interest.
Thirdly is the geographical -- in addition
to the geographical pattern, there's also the temporal pattern
of the extinctions that took place around the time on the left
there, about the time of the transition from glacial to interglacial
conditions, about between 15,000 and 10,000 years ago. And even though
there have been suggestions that that climatic transition, as revealed
here by change in ice volume in the Antarctic region, even though
there might have been quite a radical climatic change there, the
evidence indicates that that climatic change -- from glacial to
interglacial conditions -- was no more extreme or rapid 11,000
years ago than it was at the previous glacial-interglacial transition
about 130,000 years ago. So that is a problem for climatic interpretation.
Well, particularly as we saw earlier, the
extinctions were spread out over a period of time in northern
Eurasia, and very tightly clustered in time in North and South
America. In Australia, they occurred in an earlier period in time,
between 30,000 and 40,000 years ago, and in other parts of the world
the extinctions have been much more recent -- for example, in
Madagascar and other islands.
What I would like to do with an ecological
perspective is to look at the extinction process. There are basically
four potential causes to be considered. Working from the bottom
upwards, one of them quite commonly invoked in paleoentological
extinctions is competition -- the competitive replacement of one
life form by a superior competitor. That is not generally invoked
in the Late Pleistocene extinctions, so I won't pay any more attention
to that.
Disease can also be a very potent cause
of extinctions. It hasn't really been considered an effect in
the last Pleistocene extinctions until recently. I'm not sure
that it has much of a role back then in time, though certainly it has
a very crucial role at the present time. But I'll leave other
people in today's meeting to address that cause of extinction.
Basically we will be comparing the contrasting
arguments between protagonists of either predation by a human
overkill as the cause of the extinctions, and where there's a habitat
change as a result of climatic transition or other factors.
How does predation cause extinction of a
species? Three things have to follow. The first is a demographic
situation, where the rate of loss of individuals from a population
to predators exceeds the rate of recruitment to that population.
If that is the case, that population is on its decline downwards
towards extinction. But, generally, that kind of situation does
not lead to extinction, because when the prey species gets rare,
the predators switch to other prey. Or the predator population
itself is not able to persist because of the paucity of their
prey base. So for extinction to occur, one also needs to have
predation maintained even when the prey is rare. There must be
no gain or compensation in predation rate when prey
abundance declines.
And thirdly, there's also a geographic aspect
which has to apply, as well, and that is that, to use current
ecological jargon, there must be no "predator-free space."
In other words, the pressure of that predation must be pervasive
in all the areas where that species occurs. In most cases, predator
and prey happen to persist in complex ecosystems, because the
prey is able to keep finding space that the predator hasn't yet
occupied, and there's a coexistence, a dynamic coexistence, in
space between predator and prey.
A model favored by ecologists is the so-called
"predator pit model." What you see here is a recruitment
curve, as prey population density increases. In the absence of
predation, you'd have a situation where the recruitment rate of
the prey population would be higher at low density, declining towards
high density through food-resource limitations to an equilibrium
point of zero net growth rate, a replacement rate of one. Next
year's population is the same as this year's population, and that's
the point we call the "carrying capacity," when, in
this case, the carrying capacity is set by resources. What this
diagram suggests is that you can have a situation where, as prey
density increases from low levels, you have density-dependent
predation producing a situation where population growth becomes
zero at a level well below the limit produced by food resources.
Now, this predator-pit diagram is, in fact,
misleading. It's presented as a demographic model -- but that
can't be a demographic model for those of us who remember the
logistic population growth model that is the basis of maximum
sustained yield estimates for fisheries. Because according to
the classical sustained yield models, you get your maximum yield
at a density of about half of the carrying capacity. And this
model suggests that the predator equilibrium is well below --
about a tenth of the level set by food resources. And that implies
that there's the crossing of time frames between the geographic
scale and the demographic scale. Because what we have here is
a situation where resources must be unavailable to the population
for many habitats because of the presence of predators. So the
prey eventually persists in a habitat from which it is relatively
well adapted to resist predation.
The example, the well-known example in North
America, for a kind of predator-pit situation applies to the wolf-moose,
or wolf-moose-bear, situation in northern areas -- where, in the
presence of wolves, and in some cases human hunters and bears as
well, the moose exist at a density of about .4 per square kilometer,
compared to a density of about 2 per square kilometer that they
can attain in other situations.
And here's another example of a predator
pit applied to Africa. This is applied to the migratory wildebeest
population in the Serengeti, suggesting that two populations --
migratory populations -- that it does not go into a predator pit,
because the predation rate does not produce zero growth at low
numbers. The migrant population escapes predation and moves up
to a food equilibrium which, in the Serengeti, is a population
total of about one and one-third million wildebeest. And then, in addition,
in the same ecosystem, you have wildebeest populations that do
not migrate, and they exist at a density of about one-thirtieth of that
of the migratory population. So if they're being subjected to predation
year-round, they are held at a much lower density. That is a
geographic limitation, and not just a demographic one.
So, is this the way it happened with the
Pleistocene fauna? Here is an imaginative diagram that I was able to find in
a book, where the early humans in North America used pits to trap
mammoths, like this, is imaginary. But the question is: Were
they the agents responsible for the deaths of these species?
And was the predation pressure the result of the ultimate extinction
of these species throughout much of the world? The suggestion is that humans became very
skilled as predators in hunting large mammals and were able to
break through the defense of these species through their large
body size -- which had made them almost invulnerable to nonhuman
predation as adults. Humans had the skill, through the use of
weapons, to be able to dispatch these animals one by one, until
none were left.
And I was very much aware, from having worked
with white rhinos, just how vulnerable every large mammal of this
kind can be to human predators. The white rhino study was easy
in the field. You can walk right up to these animals, as long
as you approach them from downwind; and they may not even be aware
that you're there until you take your picture and the camera
clicks. And they get a frightened and they run away.
The typical response of a white rhino to
nonhuman predators is to adopt this hedgehog formation, also shown
by musk oxen and, one presumes, by many of the extinct megafauna.
They simply stand with their rear ends together, poke their horns
outwards, and in that way they were quite successful at warding
off attacks by lions, hyenas, and the other mammalian predators.
For humans that doesn't work. Humans just stand and keep throwing
spears in till the animals lose enough blood to die. There's
only one species for which fleeing is the appropriate response
for white rhinos, and that is against humans. And white rhinos,
to this present day, waver. They can't decide, when there's something
in the environment that they might be scared of, whether they
should stand or run. In other words, behavioral adaptations have
not taken place, despite a long period of coexistence with humans,
to give them an effective antipredator response to this novel
predator.
Also typical of animals weighing more than
1,000 kilograms is the fact their reproduction is decoupled from
the annual seasonal cycle, so that their birth intervals are extended
over longer than one year -- typically, two to four years. Four
years for elephants, two to three years for rhinos, hippos and
other species. The result of that is, of course, a limitation
on the potential population growth rates. They can easily be
estimated roughly on that birth interval. For example, for an
elephant population with an intercalf interval of four years,
if you allow for the fact that that gives a breeding rate of one-quarter
of a calf per adult female per year -- but half of the population
of females are immature, below breeding age. Another half of the
total population are males, not producing babies. You simply
divide .25 by a quarter, and you get a potential population growth
rate of about 6.5% per annum, not allowing for any additional
mortality. So that's about the maximum population growth rate
of an elephant population. For white rhinos, with their shorter
breeding interval, their population growth rate is about 9%.
So those are the typical maximum rates of
recruitment possible for those populations. Here's the exact
estimate of the population growth rate of white rhinos, upon the
situation that I studied. This part of the curve here,
where the population growth rate is constant, indicates an annual
growth increment of just over 9% per annum. But what I'd also
like to point out in this diagram is the fact that the censuses
indicate that when that population was at a low level in the
early period, its population growth rate was less than after density
had increased. So there's some suggestion of a situation that
some people have called the "Allee effect," where, when
populations get rare, their population growth rate is less than
what could be achieved at a higher density. What the mechanisms
are we can speculate. It may be differences in finding mates.
It may also be that, when densities get high, they modify habitat
conditions to make them more suitable rather than less suitable.
Here's another important bit of evidence
relating to white rhinos. This is the historical distribution
of the white rhinos in Africa that survive in 92 parts of the
continent. Here, in southern Africa, where they were abundant
and widespread south of the Zambezi River, but didn't occur north
of the Zambezi. And Umfolozi Game Reserve, where I studied them,
was right at the southern limit of their distribution.
They also occur in a region of northern
East Africa, to the west of the Nile River -- in parts of Uganda,
Zaire and Sudan. This population is almost extinct now. The surprising
thing here is the absence from most of eastern central Africa.
Why are white rhinos absent there? All the rest of the fauna
that occurs with them in Umfolozi -- the wildebeest, the zebra,
buffalo -- everything else occurs in East Africa. And the grasses
that they feed upon in Umfolozi are also present in East Africa.
What could have made the species go extinct there, excepting
for human hunters? And, of course, East Africa is the center
for the development of the Bantu culture that led to the first
Iron Age humans in Africa, which, by the time they had spread
into South Africa, had large herds of livestock -- cattle, sheep
and goats -- with them. And when they entered South Africa, they
did not need to hunt for a living, so they did not exert an impact
upon the large mammals in South Africa.
But that situation may have been different
in East Africa. White rhinos are extremely abundant, right through
the Pleistocene, in fossil deposits at Olduvai Gorge. And there
are some records of teeth being found on the surface in East Africa,
which seem to have a Holocene age of just a few thousand years
ago. So my suggestion is that the white rhino was a species that
went locally extinct in Africa. It was just fortunate that it
happened to survive in the two extreme areas that were not colonized
by humans as efficient predators until very recently, when they
did not need to hunt by then.
It's very hard to find modern examples of
mammalian extinctions, so the best I can present is the case of
near extinction that is very recent, recorded in the Kruger National
Park, of the decline in the population of roan antelope, from
a level of about, at a peak of about 450 a few years ago, to a
current situation where the population exists at about 50 animals --
and, of course, in the really acute danger zone for extinction
through small-population processes. An implication from the
evidence, that I won't go into in detail, that this extinction
was largely driven by predation by lions. The story is that
during the drought period -- these indicate three drought periods
. . . the drought period in 1982-1983 -- zebras moved into the range
where roan occurred in large numbers. The roan went through that
drought period without any effects of the drought itself on the
population levels. And then, in the next drought period, in 1987,
the population plummeted down to less than half of its previous
level in over two years, sort of plateauing out, and then has
drifted down to this much lower level. And the evidence indicates
that what happened here is that following the increase in zebra
numbers, lions moved in and settled in the roan range; and the
roan were not well-adapted to resist that predation, so lions
were the agents that caused that population crash. And this is
under conditions where roan antelope are not the major prey species
of lions -- zebra and wildebeest are.
So it was not that lions are dependent upon
roan antelope -- the predation was incidental. But it is also
the case that, through roan being a very large antelope species,
they are quite vulnerable to being predated. In fact, they might
even have persisted in the area where they occurred in the north
because of the lack of other prey species for lions -- such that
lions were present, but not present in large enough numbers to
have impacted their population.
What I'd also like to point out here is
that this part of the story is not simple. The zebra were attracted
into the northern area because of the provision of water points,
supposedly to help rare antelope species survive droughts.
And the actual population declines of roan antelope -- both
in 1986-1987 and 1991-1992 -- were associated with droughts. So it's
hard to separate the impact of predation as a cause of extinction
from the interaction of that predation with other species in the
system, and with climatic stresses or effects of drought periods.
It seems to me that, at least for the very
large megaherbivores, there's no need to consider any other explanation
beyond direct human predation as a cause of those extinctions,
for the simple reason that if humans were dependent upon them
as food, as soon as a predator becomes dependent upon a species
with a population growth of under 10%, that species is doomed
-- if it has no refuge at low density. So, for the megaherbivores,
starting off with the straight-tusked elephant, Palaeoloxodon
in southern Europe, about 40,000 years ago; the steppe rhinos
about 20,000 years ago; carrying on through the woolly mammoth
in the far north as recently as 10,000 to 12,000 years ago. Extinctions --
woolly rhinos, mastodons, the giant ground sloth, not these
gomphotheres, but their descendants in South America -- the Columbian
mammoth, the Toxodon, in Australia, Diprotodon -- it's very
easy to accept that humans were the sole cause of the extinctions.
Climatic factors may have made them a bit more vulnerable, but
they were doomed as soon as a predator cracked their defenses.
What about the other smaller species lurking
in the background behind the mammoth and mastodon -- the equids,
the camelids -- which were not only fleeter, they had higher
potential population growth rates, probably of the order of
15% to 25% per annum? Why were those species also so vulnerable
to being wiped out by humans?
And let's look at other factors -- habitat-related
factors -- that may have contributed to their demise. How do
habitat changes bring about extinctions? The thing to emphasize
here is that habitat-related extinctions are geographic. To use
ecological jargon, what was formerly a source habitat, producing
a population surplus, must become a sink habitat, with a net population
growth rate of zero, through changes in resources or other factors.
Eventually those patches of source habitat become isolated; and
it must also be the case that the core-habitat refugia, where
large enough populations can keep surviving despite the changes
that have made source habitat become sink.
Here's a diagrammatic presentation of the
habitat model. What I've suggested is that what were formerly
quite large patches of source habitat have now had changes in
vegetation or whatever, such that only a small core area still
persists as a source habitat, and the surrounding area becomes
a sink. As a result of that, populations become isolated
in these source habitats in a sea of nonhabitat or temporarily
occupied sink habitat. And, eventually, these small populations
may go extinct through various processes -- and, in particular,
if you consider that the end of the Pleistocene, or the time of
climatic change, what may have been a suitable habitat in this
source habitat here may become nonhabitat because of climatic
influences upon vegetation. And the source habitat may happen
to reappear somewhere much further north. Populations have to
disperse to recolonize that.
How do megaherbivores bring about habitat
changes? The white rhino's an important species, because it is
a grazer, like many of the extinct megafauna -- unlike many of
the persisting species. White rhinos are grazers. They can transform
grassland. This is Umfolozi Game Reserve in the early days,
with the extensive cover of tall themeda grassland. Through
white rhino grazing pressure, the tall grass cover gets grazed
down to stubble. The tall grasses get replaced by short-grass
species to form this productive lawn supporting white rhinos
and many other species very well. And the transformation there
is not just in grass height, but the species outside that grazing
enclosure are quite different to the species growing inside it.
So there's a radical transformation of the grass cover through
the grazing pressure.
The effect on many other species of grazers
is not negative -- wildebeest, zebra, impala, warthogs -- all
the species that are favored by short grass thrive, along with white
rhinos. Only those species that depend upon tall grass may suffer
restriction in their distribution.
What impact would the vast herds of mammoths
have had in North America? Because today, even in Africa, this
is a rare photograph -- the photograph in Dick Law's book -- of
what conditions were like in Uganda when he first studied elephants
there. These are the kinds of concentrations which can potentially
develop in the absence of human predation. What would the ecosystem
and vegetation impacts of these numbers of very large megaherbivores
have been? Modern-day elephants are, of course, mainly browsers,
and the impacts of the grazers are mainly through
browsing. They opened up woodlands. Where there were woodlands
you get open areas. Other areas of woodland and savanna get
transformed to shrublands. I want to also illustrate here, there's
a second influence, and that is that of fire. Fire has also burned
through this area -- that's why it looks so bleak. The fact is,
as soon as elephants open up woodlands, you get enough grass cover
developing to support fire. And it's an interesting fact that
in Africa we don't seem to find a whole ecosystem that is mapped
on maps of the biomes of the world. The dry deciduous forest
biome is replaced in Africa by what we call "moist dystrophic
savanna." It's called savanna because those areas support
fire. Why that difference? By the time areas become open grasslands
-- there's a photograph taken in the Masai Mara area of Kenya
-- the elephants work hard at the remaining woody plants, to keep
them from growing back to woodlands.
And just to try to illustrate the kind of
dramatic landscape-level changes that elephants can induce --
I'm sorry about the quality of the picture; I took it out of an
old journal -- it's a picture taken in eastern Zaire, from one
area that formerly had fairly intact fauna, a fauna of large
animals. This picture was taken in the 1930s, and this picture
was taken in the 1960s. Exactly the same point -- everything matches
exactly in the background and foreground. Complete conversion
of a woodland to an open grassland with few relict trees -- with
an elephant density of about 2 per square kilometer. And despite
that habitat transformation, other species of grazer -- including
topi, buffalo, kob -- were present in even larger numbers
at the end than they were in the beginning. So those are the
kinds of ecosystem changes that can be induced by megaherbivores.
One final example -- Huluhluwe Game Reserve forest patches.
Elephants were eliminated there about 1870. Everything was fine.
Fire maintained open glades until animal populations
built up increasing grazing pressure, suppressing fire. The woody
canopy cover increased from about 50% to 75%. And where there'd
been open glades, you had thickets developing. And in those thickets,
nyala and impala thrived -- those two species that were not
represented in that Game Reserve when it was created; they were
novel species. This is what happened to the grazers, which had
formerly been prevalent.
Wildebeest -- peak population of several
thousand -- under 50 left. Water buck -- from a few hundred
down to a couple of score. Zebra -- down from several thousand
to a couple of hundred. Buffalo, much less affected by those
changes. None of these species has gone extinct, but the population
levels are now in the danger zone. A couple of species have,
in fact, gone extinct, but they were species that were originally rare
in the area. These are local extinctions, of course.
A final example -- looking at the other
side of the world. You can, of course, get open grassy areas
persisting in the absence of megaherbivore impacts. This is the
salt plain in the northern part of Wood Buffalo National Park
in Canada. You don't need megaherbivores to create this grassland
-- it's due to edaphic causes. You get similar grassy plains
in the flood plains of the Athabaska. And the bison survive
in this boreal forest region on those grassy plains -- that's
all you'll really find. But if your grassy habitat is moving
its location because of climatic change, how do the species get
from one grassy plain to another? If you're a bison it's okay
-- you can penetrate the forest. Somewhere in that forest there's
a bison peering out. If you're not a species that can move through
that forest, though, and of nonhabitat, then you undergo extinction.
The mammoth steppe hasn't completely disappeared.
Here's another photograph from a book, the Beringa book, showing
the persistence of that mammoth steppe in part of Siberia to the
present day. This is a localized area of open vegetation. The
extent of that would have been much greater if you had ecosystem
engineers in the presence of mammoths and other large mammals
present.
I want to finish off now. The final point
is to emphasize that in intact African ecosystems, megaherbivores,
in the form of elephants in this band, rhinos and hippos in that
band, make up more than 50% of total large mammalian biomass.
You can't remove that component from the ecosystem and not expect
to have major changes occurring. Almost every African ecosystem,
apart from the Serengeti, has a situation where megaherbivores
-- today it's only elephants, rhinos and hippos -- combine to
make up more than 50% of total large herbivore biomass.
So, my final message, for those people who
think that humans as predators were the main agent of the Late
Pleistocene extinctions -- you can't ignore the fact that once
those species, the megaherbivores, were eliminated, there might
have been habitat changes occurring which might have had some
effect upon making the other species in the ecosystem somewhat
more vulnerable to extinction than they might have been. For
those people who support a climatic cause of those extinctions,
you can't just describe the habitat reorganization that took place
at the end of the Pleistocene to climatic change alone. The elimination
of those megaherbivores from those systems must have also had
a dramatic impact on the kinds of habitat changes which seem to
have occurred as evident from biological records. And we know
today that even though humans might be directly responsible for
eliminating elephants through hunting, that a much more important
and more insidious factor has been the preemption of elephant
habitat by expanding human populations.
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