11. Instrumental Neutron Activation Analysis (INAA) of Museum Collections from Chiconautla, Mexico. Aztec Elites and the Postclassic Economy
Authors: Deborah Nichols (Dartmouth College), Christina M. Elson (American Museum of Natural History), Leslie G. Cecil, Michael D. Glascock (Missouri Research Reactor)
With support from the Foundation for the Advancement of Mesoamerican Studies, Inc. (FAMSI) the authors analyzed ceramic material from George Vaillant's excavations at the site of Chiconautla, Mexico housed at the American Museum of Natural History (AMNH).
The results of this work shed light on outstanding questions regarding the relationship between markets, urbanism, and political development in the Basin of Mexico and contribute to ongoing collaborative research that has created a better understanding of ceramic exchange networks emerging after the decline of the Classic Period state of Teotihuacan (Brumfiel and Hodge 1996; Charlton et al. 1999; Crider 2002; Crider et al. 2003; Hodge 1992; Hodge and Minc 1990; Hodge et al. 1992, 1993; Hodge and Neff, in press; Ma 2003; Minc 1994; Minc et al. 1994; Neff et al. 2000; Neff and Hodge, in press; Neff and Glascock 2000; Nichols and Charlton 2002; Nichols et al. 2002).
Previous work using INAA has identified six major ceramic composition groups associated with different subregions of the Basin of Mexico - Chalco, Cerro Portezuelo, Cuauhtitlan, Otumba (Teotihuacan Valley), Tenochtitlan/Culhuacan, and Texcoco - along with several smaller groups (Neff and Glascock 2000; Nichols et al. 2002). These studies also have obtained 185 clay samples from sources throughout the Basin for comparison with the composition groups (Neff and Glascock 1998).
The cumulative results of this research suggest that the Epiclassic Period (A.D. 750-950) landscape, dominated by small city-states, had highly localized production and little exchange between political units (Crider et al. 2003; Ma 2003; Neff and Hodge, in press; Nichols et al. 2002). During the Early Postclassic Period (A.D. 950-1150) ceramic exchange (particularly the exchange of decorated vessels with prestige value) increased, although some limitations on exchange probably were imposed by political boundaries and, as a region, the Basin was divided into eastern and western marketing zones. In the Middle Postclassic Period (A.D. 1150-1350), the export of ceramic products from composition groups that included politically powerful city-states expanded (Minc 1994; Minc et al. 1994).
For example, Texcoco ceramics appear at the former city-state capital of Cerro Portezuelo, suggesting the onset of Acolhua dominance over the eastern Basin. In the Late Postclassic Period (A.D. 1350-1521), exports of Black-on-Orange pottery from the Texcoco and Tencohtitlan/Culhuacan composition groups further intensified as these imperial capitals became the largest market and craft production centers in the Basin. Greater frequencies of Black-on-Orange pottery from the Tencohtitlan/Culhuacan composition group at Chalco, an important production zone for Black-on-Orange ceramics in the Early/Middle Postclassic, may correlate with the conquest of that polity by the Aztecs around A.D. 1465 (Hodge et al. 1992, 1993; Nichols et al. 2002:69-70).
At the same time, the production and distribution of some other types is unclear. More research is needed to identify patterning in the production and distribution of Chalco-Cholula Polychromes that include a range of thin-walled, finely made vessels, which frequently occur as bowls, pulque vases, or copas (Neff et al. 1994). These fancy vessels appear less frequently and are less well-preserved in surface collections that have provided the majority of the samples analyzed by INAA to date.
A brief description of Chiconautla and the research conducted there shows why the site is ideal for acquiring data that can be used to refine current ideas regarding economy and polity in the Basin of Mexico. Chiconautla is located on the northeastern shore of Lake Texcoco and the southern edge of the Teotihuacan Valleyan important juncture for east-west exchange (Blanton and Hodge 1996; Gibson 1964:361; Hassig 1985:219; Sanders 1965:81-82). In the Classic Period, this part of the Basin was under the political domain of Teotihuacan. In the Epiclassic Period, it is possible that the area still may have been under the control of a reduced, but still politically viable, Teotihuacan polity (Sanders et al. 1979; Sanders 1986). In the Middle Postclassic, regional survey shows that Chiconautla grew to be a large village, but it is unclear if it existed as a politically independent center, or was dominated by another town like Xaltocan, one of eight large regional centers in the Basin (Sanders et al. 1979:137-149). For the Late Postclassic, ethnohistoric documents describe Chiconaulta as a city-state capital with its own local lord who became subject to the Acolhua of Texcoco (Gibson 1964: 43; Hodge 1991: 134-135; Ixtlilxchitl 1975/1977:2:88-90; Sanders and Evans 2001:948-949). Chiconautla's nobles intermarried with the Texcoco royal family; however, they also may have had a special relationship with Tenochtitlan's rulers, possibly through intermarriage (Berdan and Anawalt 1992:2:222; Evans 2001).
Working in 1935, Vaillant excavated two zones at the site. In one zone he located an Epiclassic/Early Postclassic Period midden, while in the second zone he uncovered a well-preserved residence that he interpreted as an elite palace (Vaillant 1941). Although he was not able to finish a detailed analysis of the excavations, his careful field methods have allowed this initial work to be refined by more recent ceramic and architectural analyses, confirming that the structure he dug is best interpreted as an elite palace occupied in the Middle and Late Postclassic Periods (Elson 1999; Elson and Smith 2001).
Vaillant's pioneering methods warrant brief discussion. While in Mexico, he carefully analyzed all the ceramics from excavation (over 100,000 sherds) and he tabulated the number of each ceramic type for each provenience unit. He brought a large sample collection of sherds (several thousand) and very likely the complete collection of other ceramic objects (such as figurines, temple models, spindle whorls, pipes, flutes, stamps) to New York. Because many of Vaillant's provenience units correspond to particular architectural units or cultural features and because he coded and described a number of previously unknown or poorly defined ceramic types now recognized as having particular temporal or cultural significance Vaillant's Chiconautla research remains as a valuable data set that can be applied to current research questions.
Chiconautla's critical position as an east-west point of exchange and Vaillant's acquisition of a well-documented ceramic sample from an elite residence allowed us to do two things. First, we examined how Chiconautla fits into the current understanding of marketing and exchange patterns for the AD 750-1521 time period. These models suggest a shift from (1) a highly localized, solar marketing model to (2) increased movement of decorated vessels though a network of overlapping markets, perhaps also influenced by kinship, marriage, and political alliances to (3) a pattern of multi-centric production, an interlocking market system, and the growing influence of the Triple Alliance capitals of Texcoco and Tenochtitlan that reoriented city-state economies in the core of the Basin (Brumfiel 1987; Charlton et al. 2000; Nichols et al. 2002; Smith 1979, 1980, 2003a, b, c). However, the northeastern Basin, including the Teotihuacan Valley under the Acolhua, perhaps was not fully integrated into the regional system of interlocking markets (Blanton 1996; Charlton 1994; Charlton et al. 2000). The data presented here allowed us to evaluate whether or not the site's particular position at the juncture of several important exchange routes affected ceramic consumption at the site, and what the patterns say about shifting political affiliations in this critical region.
Second, because part of the Chiconautla collection comes from one of a very small number of well-documented elite Aztec residences (see also Evans 1988; Smith 1992), it provided an opportunity to sample a complete range of ceramic wares used in daily life. The sample from the Aztec residence included many forms of fancy decorated serving vessels like copas, pulque vessels, bowls, and tripod bowls; undecorated domestic vessels like jars and comals; figurines, temple models, incense burners, flutes, and pipes used in household rituals; and spindle whorls used to weave both cotton and maguey fiber cloth. The selection of ceramics from one well-defined elite household and the selection a wide range of ceramic forms fulfilling domestic and ritual functions allowed us to address the residents' political and social affiliation with the Triple Alliance capitals of Tenochtitlan and Texcoco in the Middle and Late Postclassic and with other city-states, including Otumba, the largest city-state in the Teotihuacan Valley and an important regional craft production center (e.g., Charlton et al. 2000; Nichols 1996, in press; Otis Charlton et al. 1993).
Elson and Nichols selected a sample of 200 ceramics from Vaillant's original types and correlated these with types and variants in the current ceramic typology for the Teotihuacan Valley and eastern Basin (Charlton 1966; Hodge and Minc 1991; Nichols and McCullough 1986; Parsons 1966, 1971; M. Parsons 1972a, b; Rattray 1966, 1996; Sanders 1986, 1994-96; Sanders and Evans 2001; Whalen and Parsons 1982). The sample focused on decorated pottery types with clear designs from the Early Postclassic (Mazapan phase), Middle Postclassic (Early Aztec) and Late Postclassic (Late Aztec) periods. We also included examples of Mazapan and Aztec figurines, Aztec pipes, whistles, flutes, and spindle whorls. The ceramics were drawn and photographed. INAA was conducted at MURR under the direction of Cecil and Glascock (2005).
The pottery samples from Chiconautla were compared to previously established compositional reference groups for the Basin of Mexico and Yautepec: Texcoco, Ixtapalapa, Chalco, Cuauhtitlan, Tenochtitlan, Teotihuacan, Otumba, and Yautepec (Neff and Glascock 1998; Nichols et al. 2002, among others).
I. Sample Preparation
Pottery samples were prepared for INAA using procedures standard at MURR. Fragments of about 1cm2 were removed from each sample and abraded using a silicon carbide burr in order to remove glaze, slip, paint, and adhering soil, thereby reducing the risk of measuring contamination. The samples were washed in deionized water and allowed to dry in the laboratory. Once dry, the individual sherds were ground to powder in an agate mortar to homogenize the samples. Archival samples were retained from each sherd (when possible) for future research.
Two analytical samples were prepared from each source specimen. Portions of approximately 150 mg of powder were weighed into clean high-density polyethylene vials used for short irradiations at MURR. At the same time, 200 mg of each sample was weighed into clean high-purity quartz vials used for long irradiations. Individual sample weights were recorded to the nearest 0.01 mg using an analytical balance. Both vials were sealed prior to irradiation. Along with the unknown samples, Standards made from National Institute of Standards and Technology (NIST) certified standard reference materials of SRM-1633a (coal fly ash) and SRM-688 (basalt rock) were similarly prepared, as were quality control samples (e.g., standards treated as unknowns) of SRM-278 (obsidian rock) and Ohio Red Clay (a standard developed for in-house applications).
II. Irradiation and Gamma-Ray Spectroscopy
Neutron activation analysis of ceramics at MURR, which consists of two irradiations and a total of three gamma counts, constitutes a superset of the procedures used at most other NAA laboratories (Glascock 1992; Neff 1992, 2000). As discussed in detail by Glascock (1992), a short irradiation is carried out through the pneumatic tube irradiation system. Samples in the polyvials are sequentially irradiated, two at a time, for five seconds by a neutron flux of 8 x 1013 n cm-2 s-1 The 720-second count yields gamma spectra containing peaks for nine short-lived elements aluminum (Al), barium (Ba), calcium (Ca), dysprosium (Dy), potassium (K), manganese (Mn), sodium (Na), titanium (Ti), and vanadium (V). The samples are encapsulated in quartz vials and are subjected to a 24-hour irradiation at a neutron flux of 5 x 1013 n cm-2 s-1. This long irradiation is analogous to the single irradiation utilized at most other laboratories. After the long irradiation, samples decay for seven days, and then are counted for 1,800 seconds (the "middle count") on a high-resolution germanium detector coupled to an automatic sample changer. The middle count yields determinations of seven medium half-life elements, namely arsenic (As), lanthanum (La), lutetium (Lu), neodymium (Nd), samarium (Sm), uranium (U), and ytterbium (Yb). After an additional three- or four-week decay, a final count of 8,500 seconds is carried out on each sample. The latter measurement yields the following 17 long half-life elements: cerium (Ce), cobalt (Co), chromium (Cr), cesium (Cs), europium (Eu), iron (Fe), hafnium (Hf), nickel (Ni), rubidium (Rb), antimony (Sb), scandium (Sc), strontium (Sr), tantalum (Ta), terbium (Tb), thorium (Th), zinc (Zn), and zirconium (Zr). The element concentration data from the three measurements are tabulated in parts per million using the EXCEL spreadsheet program.
III. Interpreting Chemical Data
The analyses at MURR described previously produced elemental concentration values for 32 or 33 elements in most of the analyzed samples. Data for Ni in most samples was below detection limits (as is the norm for most New World ceramic analyses) and was removed from consideration during the statistical analysis. Statistical analysis was subsequently carried out on base-10 logarithms of concentrations on the remaining 32 elements. Use of log concentrations rather than raw data compensates for differences in magnitude between the major elements, such as calcium, on one hand and trace elements, such as the rare earth or lanthanide elements (REEs). Transformation to base-10 logarithms also yields a more normal distribution for many trace elements.
The interpretation of compositional data obtained from the analysis of archaeological materials is discussed in detail elsewhere (e.g., Baxter and Buck 2000; Bieber et al. 1975; Bishop and Neff 1989; Glascock 1992; Harbottle 1976; Neff 2000) and will only be summarized here. The main goal of data analysis is to identify distinct homogeneous groups within the analytical database. Based on the provenance postulate of Weigand et al. (1977), different chemical groups may be assumed to represent geographically restricted sources. For lithic materials such as obsidian, basalt, and cryptocrystalline silicates (e.g., chert, flint, or jasper), raw material samples are frequently collected from known outcrops or secondary deposits and the compositional data obtained on the samples is used to define the source localities or boundaries. The locations of sources can also be inferred by comparing unknown specimens (i.e., ceramic artifacts) to knowns (i.e., clay samples) or by indirect methods such as the "criterion of abundance" (Bishop et al. 1992) or by arguments based on geological and sedimentological characteristics (e.g., Steponaitis et al. 1996). The ubiquity of ceramic raw materials usually makes it impossible to sample all potential "sources" intensively enough to create groups of knowns to which unknowns can be compared. Lithic sources tend to be more localized and compositionally homogeneous in the case of obsidian or compositionally heterogeneous as is the case for most cherts.
Compositional groups can be viewed as "centers of mass" in the compositional hyperspace described by the measured elemental data. Groups are characterized by the locations of their centroids and the unique relationships (i.e., correlations) between the elements. Decisions about whether to assign a specimen to a particular compositional group are based on the overall probability that the measured concentrations for the specimen could have been obtained from that group.
Initial hypotheses about source-related subgroups in the compositional data can be derived from non-compositional information (e.g., archaeological context, decorative attributes, etc.) or from application of various pattern-recognition techniques to the multivariate chemical data. Some of the pattern recognition techniques that have been used to investigate archaeological data sets are cluster analysis (CA), principal components analysis (PCA), and discriminant analysis (DA). Each of the techniques has it own advantages and disadvantages, which may depend upon the types and quantity of data available for interpretation.
The variables (measured elements) in archaeological and geological data sets are often correlated and frequently large in number. This makes handling and interpreting patterns within the data difficult. Therefore, it is often useful to transform the original variables into a smaller set of uncorrelated variables in order to make data interpretation easier. Of the above-mentioned pattern recognition techniques, PCA is a technique that transforms from the data from the original correlated variables into uncorrelated variables most easily.
PCA creates a new set of reference axes arranged in decreasing order of variance subsumed. The individual PCs are linear combinations of the original variables. The data can be displayed on combinations of the new axes, just as they can be displayed on the original elemental concentration axes. PCA can be used in a pure pattern-recognition mode, i.e., to search for subgroups in an undifferentiated data set, or in a more evaluative mode, i.e., to assess the coherence of hypothetical groups suggested by other criteria. Generally, compositional differences between specimens can be expected to be larger for specimens in different groups than for specimens in the same group, and this implies that groups should be detectable as distinct areas of high point density on plots of the first few components.
It is well known that PCA of chemical data is scale dependent (Mardia et al. 1979), and analyses tend to be dominated by those elements or isotopes for which the concentrations are relatively large. As a result, standardization methods are common to most statistical packages. A common approach it to transform the data into logarithms (e.g., base 10). As an initial step in the PCA of most chemical data at MURR, the data are transformed into log concentrations to equalize the differences in variance between the major elements such as Al, Ca and Fe, on one hand and trace elements, such as the rare-earth elements (REEs), on the other hand. An additional advantage of the transformation is that it appears to produce more nearly normal distributions for the trace elements.
One frequently exploited strength of PCA, discussed by Baxter (1992), Baxter and Buck (2002), and Neff (1994, 2002), is that it can be applied as a simultaneous R- and Q-mode technique, with both variables (elements) and objects (individual analyzed samples) displayed on the same set of principal component reference axes. A plot using the first two principal components as axes is usually the best possible two-dimensional representation of the correlation or variance-covariance structure within the data set. Small angles between the vectors from the origin to variable coordinates indicate strong positive correlation; angles at 90 degrees indicate no correlation; and angles close to 180 degrees indicate strong negative correlation. Likewise, a plot of sample coordinates on these same axes will be the best two-dimensional representation of Euclidean relations among the samples in log-concentration space (if the PCA was based on the variance-covariance matrix) or standardized log-concentration space (if the PCA was based on the correlation matrix). Displaying both objects and variables on the same plot makes it possible to observe the contributions of specific elements to group separation and to the distinctive shapes of the various groups. Such a plot is commonly referred to as a "biplot" in reference to the simultaneous plotting of objects and variables. The variable inter-relationships inferred from a biplot can be verified directly by inspecting bivariate elemental concentration plots. [Note that a bivariate plot of elemental concentrations is not a biplot.]
Whether a group can be discriminated easily from other groups can be evaluated visually in two dimensions or statistically in multiple dimensions. A metric known as the Mahalanobis distance (or generalized distance) makes it possible to describe the separation between groups or between individual samples and groups on multiple dimensions. The Mahalanobis distance of a specimen from a group centroid (Bieber et al. 1976, Bishop and Neff 1989) is defined by:
where y is the 1 x m array of logged elemental concentrations for the specimen of interest, X is the n x m data matrix of logged concentrations for the group to which the point is being compared with
being it 1 x m centroid, and Ix is the inverse of the m x m variance-covariance matrix of group X. Because Mahalanobis distance takes into account variances and covariances in the multivariate group it is analogous to expressing distance from a univariate mean in standard deviation units. Like standard deviation units, Mahalanobis distances can be converted into probabilities of group membership for individual specimens. For relatively small sample sizes, it is appropriate to base probabilities on Hotelling's T2, which is the multivariate extension of the univariate Student's t.
When group sizes are small, Mahalanobis distance-based probabilities can fluctuate dramatically depending upon whether or not each specimen is assumed to be a member of the group to which it is being compared. Harbottle (1976) calls this phenomenon "stretchability" in reference to the tendency of an included specimen to stretch the group in the direction of its own location in elemental concentration space. This problem can be circumvented by cross-validation, that is, by removing each specimen from its presumed group before calculating its own probability of membership (Baxter 1994; Leese and Main 1994). This is a conservative approach to group evaluation that may sometimes exclude true group members.
Small sample and group sizes place further constraints on the use of Mahalanobis distance: with more elements than samples, the group variance-covariance matrix is singular thus rendering calculation of Ix (and D2 itself) impossible. Therefore, the dimensionality of the groups must somehow be reduced. One approach would be to eliminate elements considered irrelevant or redundant. The problem with this approach is that the investigator's preconceptions about which elements should be discriminate may not be valid. It also squanders the main advantage of multielement analysis, namely the capability to measure a large number of elements. An alternative approach is to calculate Mahalanobis distances with the scores on principal components extracted from the variance-covariance or correlation matrix for the complete data set. This approach entails only the assumption, entirely reasonable in light of the above discussion of PCA, that most group-separating differences should be visible on the first several PCs. Unless a data set is extremely complex, containing numerous distinct groups, using enough components to subsume at least 90% of the total variance in the data can be generally assumed to yield Mahalanobis distances that approximate Mahalanobis distances in full elemental concentration space.
Lastly, Mahalanobis distance calculations are also quite useful for handling missing data (Sayre 1975). When many specimens are analyzed for a large number of elements, it is almost certain that a few element concentrations will be missed for some of the specimens. This occurs most frequently when the concentration for an element is near the detection limit. Rather than eliminate the specimen or the element from consideration, it is possible to substitute a missing value by replacing it with a value that minimizes the Mahalanobis distance for the specimen from the group centroid. Thus, those few specimens that are missing a single concentration value can still be used in group calculations.
The 200 pottery samples are sorted by compositional affiliation: 61 are assigned to the Otumba Macro group; 39 are assigned to the Tenochtitlan/Culhuacan group; 36 are assigned to the Cuauhtitlan group; 6 are assigned to the Yautepec reference group; and 58 are unassigned.
The majority of the samples can be assigned to reference groups for the Basin of Mexico. Figures 1-5 are plots of the first two discriminant function axes derived from a canonical discriminant analysis of the five main Basin of Mexico Groups as defined by Neff et al. (2000) and used by Nichols et al. (2002) to compare ceramic source data from Cerro Portezuelo and Xaltocan. In addition to the reference groups that represent the Basin of Mexico, six samples plot within the Yautepec reference group located south of the Basin of Mexico, in the state of Morelos. Figure 6 is a bivariate plot of elemental concentrations (hafnium and iron) of the reference groups used in this study with the samples. This figure demonstrates the overlap in groups when plotting elemental concentrations.
Early Postclassic (Mazapan)
The INAA sample included two Mazapan figurines imported from the Cuauhtitlan composition group and one figurine assigned to the Otumba-Macro group. The Mazapan pottery we analyzed included several types of decorated serving bowls and jars: one incised Black-on-Brown jar, one Joroba Orange-on-Cream bowl, one Red & Black on Buff jar, a Red-on-Cream (white) slipped flat bottom bowl with nubbin supports, two Toltec Red-on-Buff bowls, a stamped cream-slipped bowl, and five Mazapan Wavy-Line bowls. Only one import was identified, a Mazapan Wavy-Line bowl assigned to the nearby Cuauhtitlan composition group. The majority of the Mazapan ceramics (57.1%) are assigned to the local Otumba-Macro group. Four sherds, including one Incised Black-on-brown jar, one Red and Black-on-Buff jar, one stamped cream slipped bowl, and one Mazapan Wavy-Line Red-on-Buff bowl are unassigned.
Middle Postclassic (Early Aztec)
The Middle Postclassic sample of Early Aztec pottery includes both decorated orange wares and red wares. About one-third (30.8%) of the Aztec II Black-on-Orange bowls and molcajetes were made in the Teotihuacan Valley and assigned to the Otumba-Macro group. Black-on-Orange bowls and molcajetes from the Cuauhtitlan composition group are nearly as common (26.9%). This is the first time that ceramic imports from the Tenochtitlan composition group are represented in the INAA sample from Chiconautla and all are Black-on-Orange, both bowls and molcajetes. Thus, Black-on-Orange vessels made outside the Teotihuacan Valley were more common by this time than those from the local Otumba-Macro composition group. The INAA sample included only three Early Aztec Red wares: a Black-on-Red bowl imported from Morelos, one Black-and-White on Red bowl assigned to the Otumba-Macro group and one Black-and-White on Red bowl that is unassigned.
The Aztec II-III Black-on-Orange specimens shows a similar distribution to Aztec II with both bowls and molcajetes assigned to the Cuauhtitlan (40%) and Otumba Macro (20%) groups and one Black-on-Orange bowl imported from the Tenochtitlan group. The Early-Late transitional Black-on-Red bowls include one import from the Tenochtitlan group, one bowl imported from Morelos, and one bowl that is unassigned, along with an incised Black-on-Red bowl from Otumba Macro and one incised bowl that is unassigned. The only Early-Late Aztec Black & White-on-Red bowl is not assigned to a composition group.
Late Postclassic (Late Aztec)
Imports of Aztec III Black-on-Orange serving wares from the Tenochtitlan composition group jump to 42.1% in the Late Postclassic, more than double the frequency of Black-on-Orange serving wares from the local Otumba-Macro group (17.5%) or the Cuauhtitlan group from across the lake (15.8%). The only Aztec III Black-on-Orange basins in the INAA sample both come from the Cuauhtitlan group. Imports from Morelos continue in low frequencies (1.8%). Four miniature Aztec III bowls for spinning cotton were included in the INAA sample: one from the Cuauhtitlan group, two from the Tenochtitlan group, and one spinning bowl is unassigned. One Aztec III Black-on-Orange copa for drinking chocolate was imported from Tenochtitlan. Five Aztec III Black on-Orange molcajetes and two bowls are unassigned.
Chiconautla's elites used a wide variety of Late Aztec red wares. Black-on-Red serving wares show a similar distribution pattern to decorated orange wares, both are dominated by the Tenochtitlan composition group (40%). Otumba Macro and Cuauhtitlan each account for 10 percent of the Black-on-Red. The single Black-on-Red copa was a Tenochtitlan composition group import. Four Black-on-Red bowls are unassigned.
The Black & White-on-Red examples include seven hour-glass shaped vessels used by elites to drink pulque; five are imports from the Tenochtitlan composition group and two are unassigned. In contrast, four or 50% of the Black & White-on-Red bowls are assigned to the Otumba-Macro group, one bowl is from the Cuauhtitlan group and three Black & White-on-Red bowls are unassigned.
Most of the remaining red wares consisting of bowls and copas of various color combinations were made in the Teotihuacan Valley and assigned to the Otumba-Macro group. Four elaborately decorated Black & White & Orange-on-Red bowls came from the Cuauhtitlan group and one Black & Brown & Yellow-on-Red bowl was imported from Morelos. Four miscellaneous red ware bowls are unassigned.
Fragments from 13 incense burners were analyzed and over half (seven) were assigned to the Otumba Macro group. Incense burners were made at Otumba, a city-state capital to the northeast in the Teotihuacan Valley (Charlton et al. 2000). Handles (one serpent-shaped) from two incense burners assigned to the Cuauhtitlan group and one incense burner was imported from Tenochtitlan. Three incense burner fragments are unassigned.
The sample also included six spindle whorls. Even though both small whorls used to spin cotton and large whorls used to spin maguey were mass-produced in workshops at Otumba, none of the spindle whorls from Chiconautla are assigned to the Otumba. Of the three cotton whorls one was imported for Morelos and two are unassigned. Of the three maguey whorls one was imported from Morelos, one came from the Cuauhtitlan composition group, and one is unassigned.
Workshops at Otumba to the northeast of Chiconautla mass-produced Late Aztec figurines and 25% of the figurine sample from Chiconautla likely was made at those workshops (Charlton et al. 1991, 2000). One Aztec figurine with an elaborate headdress (CHC012 or 30.2/175) was imported form the Tenochtitlan group. The remaining eight figurines are unassigned. The INAA sample also included two pipe fragments, both unassigned. Of the two flutes, one was imported from Tenochtitlan and one from Cuauhtitlan. One of the two whistles also was imported from Tenochtitlan, while the other whistle is unassigned.
Our analysis has allowed us to develop ideas about Chiconautla's political and social affiliation with the Triple Alliance capitals of Tenochtitlan and Texcoco in the Middle and Late Postclassic and with other city-states, including Otumba, the largest city-state in the Teotihuacan Valley and an important regional craft production center. The Mazapan ceramics that Vaillant recovered from his excavations at Chiconautla are part of an Early Postclassic ceramic complex found throughout the Teotihuacan Valley. Sanders (1986) suggests the Mazapan Wavy-Line Red-on-Buff style perhaps originated at Teotihuacan that was the largest Early Postclassic settlement in the Teotihuacan Valley. People at Chiconautla mostly consumed ceramics made in the Teotihuacan Valley suggesting limited market exchange of pottery and figurines between the subregions of the Basin of Mexico in the Early Postclassic. This is consistent with consumption patterns at rural sites in the Teotihuacan Valley (Crider et al., in press). There is evidence of minor amounts of imported pottery from the Cuauhtitlan composition group.
Sanders (1986) argues that Toltec orange and cream slipped wares belong to a late subphase of the Early Postclassic that he calls Atlatongo. He thinks the adoption of these styles of pottery mark the incorporation of the Teotihuacan Valley into the Early Postclassic state centered at Tula in Hidalgo. No imports of Early Postclassic orange or cream-slipped pottery from a composition group outside the Teotihuacan Valley were identified in our Chiconautla INAA sample. However, MURR has not yet defined a Tula composition group and this is an important problem that needs to be addressed.
The presence of Mazapan ceramics suggests some continuity of occupation at Chiconautla from the Early to Middle Postclassic when Aztec city-states are first identifiable in the archaeological records (Hodge 1984, 1997; Charlton and Nichols 1997). The Mazapan ceramics were found with Aztec II pottery in an early structure (West House Rooms) that was sealed by the later building of the Aztec palace. It is not clear if this association of Mazapan and Early Aztec (Aztec II) pottery was caused by intermixing or indicates chronological overlap.
Market exchange of ceramics intensifies with the appearance of Aztec II orange wares and Early Aztec red wares in the Middle Postclassic. At this time the Basin of Mexico was divided into series of city-states in a volatile political environment of competition, shifting alliances, and conflicts. The Cuauhtitlan composition group became a major supplier of Aztec II Black-on-Orange pottery to Chiconautla, nearly equaling the percentage of locally made Black-on-orange serving wares. This pattern persisted with Aztec II-III transitional types. The Tenochtitlan composition group also became an important supplier of Aztec II/II-III Black-on-Orange pottery to Chiconautla.
No Early Aztec red wares from the Cuauhtitlan composition group appear in our INAA sample. However, in addition to red wares made in the Teotihuacan Valley, perhaps in workshops at Otumba to the northeast (Charlton et al. 1991, 2000), the Tenochtitlan composition group supplied Chiconautla with Early Aztec red ware pottery. The palace's occupants imported Black-on-Red bowls from Morelos in the Middle Postclassic, the first time imports from this region of Central Mexico appear at Chiconautla.
By the Middle Postclassic substantial amounts of pottery were moving through market networks in the Basin, and in the case of Chiconautla, these exchange networks crossed confederation boundaries. Perhaps half of the Aztec II Black-on-Orange pottery consumed at Chiconautla came from outside the Teotihuacan Valley. The fact that pottery could be transported by canoe to Chiconautla from the western Basin facilitated such trade but this possibility also existed in the Early Postclassic when most villagers consumed pottery from the "local" composition group. Even before the emergence of Tenochtitlan as the political capital of the Aztec Triple Alliance empire in the early fifteenth century, the Tenochtitlan composition group had become a major pottery exporter to Chiconautla, along with the Cuauhtitlan composition group. Cuauhtitlan was a major pottery manufacturing center in the 16th century and our INAA results indicate that its ceramic industry was well established by the Middle Postclassic (see also Nichols and Charlton 2001).
In the Late Postclassic, Chiconautla's elites showed a marked preference for eating and drinking with pottery from the Tenochtitlan composition group that dominates both Aztec III Black-on-Orange and Late Aztec red wares. The popularity of decorated bowls, dishes, molcajetes, and plates from the Tenochtitlan composition group mirrors the growth of Tenochtitlan and surrounding settlements as the capital of the Aztec empire. Chiconautla's elites clearly preferred to drink pulque in vessels from the Tenochtitlan region. The political importance of ceramic production zones influenced the appeal of their products. The higher proportion of Late Aztec red wares that are unassigned probably reflects a pattern of more localized manufacturing for the lower-fired red wares (Nichols and Charlton 2002).
Hodge and Minc (Hodge 1992, Hodge and Minc 190, Hodge et al. 1993, Minc et al. 1994) suggested the presence of multiple subregional market systems in the Middle Postclassic that coincided with the boundaries of city-state confederations. They concluded that political boundaries of confederations within the Basin continued to constrain market exchanges of decorated pottery in the Late Postclassic. Other archaeologists argue that by the Late Postclassic a complex interlocking market system had developed in the Basin (Blanton et al. 1993; Smith 2003). The INAA results for the Middle Postclassic from Chiconautla demonstrate a trend of market intensification and the presence of multiple subregional market systems, with Chiconautla consuming ceramics made in the Teotihuacan Valley and also importing them from the Cuauhtitlan region on the opposite shore of Lake Texcoco. By the Middle Postclassic Chiconautla also imported decorated orange and red wares from the Tenochtitlan composition group. The persistent regionalism seen in the Otumba city-state and elsewhere in the northeastern periphery of the Basin (Charlton and Nichols 1991, 2001) is not as evident at Chiconautla because of its lakeshore location at a trading crossroads.
However, despite the increased market exchange, a striking finding of the INAA results is the absence of pottery from the well-established Texcoco composition group even during the Middle Postclassic prior to the historically documented start of the Triple Alliance and Tenochtitlan's assent as the Aztec imperial capital. Chiconautla was first incorporated into the Acolhua confederation of the eastern Basin. After the early 1430s descent and marriage ties linked Chiconautla's ruling dynasty to Texcoco's ruler. In addition to being the capital of the Acolhua confederation and the second largest Late Postclassic city in the Basin, Texcoco was an important pottery manufacturing center. In a large study of source analysis of Aztec pottery by Nichols and Charlton (2002) from sites distributed throughout the Teotihuacan Valley, the Texcoco composition group accounted for one-fifth of the Aztec II Black-on-Orange pottery and about one-quarter of the Aztec III Black-on-Orange pottery.
In contrast, not a single specimen of decorated pottery in our INAA sample from Chiconautla was assigned to the Texcoco composition group. This probably is not just due to sampling as we selected decorated types commonly found throughout the eastern Basin. Nichols and Charlton's (2001) INAA of Aztec pottery in surface collections from Chiconautla followed a similar pattern. Of the 23 specimens they analyzed, only an Aztec III Black-on-Orange dish and an Aztec IV Black-on-Orange dish were assigned to the Texcoco composition group. After the Spanish conquest and destruction of Tenochtitlan, the Texcoco composition group emerged as a major center of Aztec IV Black-on-Orange pottery manufacturing.
Despite their incorporation into the Acolhua confederation, Chiconautla's elites showed little interest in purchasing pottery from the Texcoco area. Their economic allegiances to Tenochtitlan were stronger. Elson (1999:153) notes that the gloss on the depiction of Motecuhzoma's palace in the Codex Mendoza (Berdan and Anawalt 1992:3:f69r) lists Chiconautla as one of three polities called "friends of Motecuhzoma," suggesting that perhaps Chiconautla's nobility had kinship ties to Tenochtitlan (Berdan and Anawalt 1992:2:222). In a study of Aztec plain ware pottery, Christopher Garraty (personal communication, 2006) reports identifying undecorated orange ware pottery at Chiconautla from the Texcoco composition group. This also suggests that the political landscape shaped the preferences of Chiconautla's elites in buying decorated serving wares.
Our findings indicate a shift from a pattern of restricted subregional markets for ceramics in the Early Postclassic to increased market exchange with substantial amounts of decorated serving wares being traded beginning in the Middle Postclassic. However, the flow of pottery and choices of consumers, such as the elites who lived at the Casas Reales, also was influenced by the political status and power of urban centers. Much research has focused on comparing changes between the Middle and Late Postclassic associated with the development of the Aztec empire. Although the sample of Early Postclassic pottery analyzed from Chiconautla is small, the findings are consistent with other studies indicating that equally substantial economic changes took place from the Early to Middle Postclassic that have not yet been fully explored or explained.
Baxter, Michael J.
1992 Archaeological uses of the biplot - a neglected technique? In Computer Applications and Quantitative Methods in Archaeology, 1991 , edited by G. Lock and J. Moffett. BAR International Series S577, 141-148. Tempvs Reparatvm, Archaeological and Historical Associates, Oxford.
1994a Exploratory Multivariate Analysis in Archaeology . Edinburgh University Press, Edinburgh.
1994b Stepwise discriminant analysis in archaeometry: a critique. Journal of Archaeological Science21:659-666.
Berdan, Frances F., and Patricia R. Anawalt, eds.
1992 Codex Mendoza . 4 vols. University of California Press, Berkeley.
Bieber, Alan M. Jr., Dorothea W. Brooks, Garman Harbottle, and Edward V. Sayre
1976 Application of multivariate techniques to analytical data on Aegean ceramics. Archaeometry18:59-74.
Bishop, Ronald L. and Hector Neff
1989 Compositional data analysis in archaeology. In Archaeological Chemistry IV , edited by R. O. Allen, pp. 576-586. Advances in Chemistry Series 220, American Chemical Society, Washington, D.C.
Bishop, Ronald L., Robert L. Rands, and George R. Holley
1982 Ceramic compositional analysis in archaeological perspective. In Advances in Archaeological Method and Theory , vol. 5, pp. 275-330. Academic Press, New York.
Blanton, Richard E
1996 The Basin of Mexico Market System and the Growth of Empire. In Aztec Imperial Strategies , edited by F. F. Berdan, R. E. Blanton, E. Hill Boone, M. G. Hodge, M. E. Smith, and E. Umberger, pp. 47-84. Washington DC: Dumbarton Oaks Research Library and Collections.
Blanton, Richard and Mary Hodge
1996 Appendix 2: Date on Market Activities and Production Specialization of Tlatoani Centers. In Aztec Imperial Strategies , edited by F. F. Berdan, R. E. Blanton, E. Hill Boone, M. G. Hodge, M. E. Smith, and E. Umberger, pp. 243-246. Washington DC: Dumbarton Oaks Research Library and Collections.
Brumfiel, Elizabeth M.,
1987 Elite and Utilitarian Crafts in the Aztec State. In Specialization, Exchange, and Complex Societies , edited by Elizabeth M. Brumfiel and Timothy K. Earle, pp. 102-118. Cambridge University Press, Cambridge.
Brumfiel, Elizabeth M., and Mary D.Hodge
1996 Interaction in the Basin of Mexico: The Case of Postclassic Xaltocan. In Arqueología Mesoamerican: Homepage a William T. Sanders , edited by A. G. Mastache, J. R. Parsons, R. S. Santley, M. C. Sera Puce, pp. 417-437. Mexico City: Instituto Nacional de Antropología e Historia.
Cecil, Leslie G. and Michael D. Glascock
2005 Instrumental Neutron Activation Analysis of Pottery from Chiconautla, Mexico.
Archaeometry Laboratory, Missouri University Research Reactor, Columbia.
Charlton, Thomas H.
1968 Post-Conquest Aztec Ceramics: Implications for Archaeological Interpretation. Florida Anthropology21:96-101.
1994 Economic Heterogeneity and State Expansion: The Northeastern Basin of Mexico during the Late Postclassic Period. In Economies and Polities in the Aztec Realm , edited by M. G. Hodge and M. E. Smith, pp. 221-256. Institute for Mesoamerican Studies, SUNY-Albany, Albany.
2000 The Aztecs and Their Contemporaries: The Central and Eastern Mexican Highlands. In The Cambridge History of the Native Peoples of the Americas Volume II Mesoamerica, Part 1, edited by Richard E. W. Adams and Murdo J. Macleod, pp. 500-558. Cambridge University Press, Cambridge.
Charlton, Thomas H., Deborah L. Nichols, and Cynthia Otis Charlton
1991 Craft Specialization within the Aztec City-State of Otumba, Mexico: The Archaeological Evidence. World Archaeology 23:98-114.
2000 Otumba and Its Neighbors: Ex Oriente Lux . Ancient Mesoamerica 11: 247-266.
Charlton, Thomas H., and Deborah L. Nichols
1997 Diachronoic Studies of City-States: Permutations on a Theme - Central Mexico from 1700 BC to AD 1600. In The Archaeology of City-States: Cross-Cultural Approaches , edited by Deborah L. Nichols and Thomas H. Charlton, pp. 169-208. Smithsonian Institution Press, Washington DC.
2002 Coyotlatelco Phase Community Structure at Teotihuacan . MA Paper in Anthropology. Department of Anthropology, Arizona State University, Tempe.
Crider, Destiny, Deborah L. Nichols, Hector Neff, and Michael D. Glascock
In press In the Aftermath of Teotihuacan: Epiclassic Pottery Production and Distribution in the Teotihuacan Valley, Mexico. Latin American Antiquity .
2000 Cultural Identity and Interregional Interaction during the Gobernador Phase: A Ceramic Perspective. InThe Xochicalco Mapping Project , edited by Kenneth Hirth, pp. 11-16. Archaeological Research at Xochicalco Vol. 2. University of Utah Press, Salt Lake City.
Elson, Christina M.
1999 An Aztec Palace at Chiconautla, Mexico. Latin American Antiquity 10: 151-167.
Elson, Christina M. and Michael E. Smith
2001 Archaeological Deposits form the Aztec New Fire Ceremony. Ancient Mesoamerica 12: 157-174.
Evans, Susan T.
1988 Excavations at Cihuatecpan: An Aztec Village in the Teotihuacan Valley . Vanderbilt University Publications in Anthropology No. 36. Nashville, TN.
2001 Aztec Period Political Organization in the Teotihuacan Valley: Otumba as a City-State. Ancient Mesoamerica 12:89-100.
1964 The Aztecs Under Spanish Rule . Stanford University Press, Palo Alto.
Glascock, Michael D.
1992 Characterization of archaeological ceramics at MURR by neutron activation analysis and multivariate statistics. In Chemical Characterization of Ceramic Pastes in Archaeology , edited by H. Neff, pp. 11-26. Prehistory Press, Madison, WI.
1976 Activation analysis in archaeology. Radiochemistry 3:33-72. The Chemical Society, London.
1985 Trade, Tribute, and Transportation . University of Oklahoma Press, Norman.
Hodge, Mary G.
1984 Aztec City-States . Museum of Anthropology Memoir 18. University of Michigan, Ann Arbor.
1991 Land and Lordship in the Valley of Mexico: The Politics of Aztec Provincial Administration. In Land and Politics in the Valley of Mexico , edited by H.R. Harvey, pp. 113-139. University of New Mexico Press, Albuquerque.
1992 The Geographical Structure of Aztec Imperial-Period Market Systems. National Geographic Research & Exploration 8:428-445.
1996 Political Organization of the Central Provinces. In Aztec Imperial Strategies , edited by Frances F. Berdan, Richard E. Blanton, Elizabeth Hill Boone, Mary G. Hodge, Michael E. Smith, and Emily Umberger. pp. 17-45. Dumbarton Oaks Library and Collection, Washington, D.C.
1997 When Is a City-State? Archaeological Measures of Aztec City-States and Aztec City-State Systems. InThe Archaeology of City-States: Cross Cultural Approaches , edited by Deborah L. Nichols and Thomas H. Charlton, pp. 209-228.Smithsonian Institution Press, Washington, D.C.
1998 Archaeological Views of Aztec Culture. Journal of Archaeological Research 6:197-238.
Hodge, Mary G., and Leah Minc
1990 The Spatial Patterning of Aztec Ceramics: Implications for Prehispanic Exchange Systems in the Valley of Mexico. Journal of Field Archaeology 17:415-437.
1991 Aztec-Period Ceramic Distribution and Exchange Systems . Final Report to the National Science Foundation, Washington D.C.
Hodge, Mary. G., and Hector Neff
in press Xaltocan in the Economy of the Basin of Mexico: A View from Ceramic Tradewares. In Postclassic Xaltocan: Ecological and Social Determinants of Production in the Northern Basin of Mexico , edited by E. Brumfiel. Memoirs in Latin American Archaeology, University of Pittsburgh, Pittsburgh.
Hodge, Mary G., Hector Neff, M. James Blackman, Leah. D. Minc
1992 A Compositional Perspective on Ceramic Production in the Aztec Empire. In Chemical Characterization of Ceramic Pastes in Archaeology , edited by H. Neff, pp. 203-231. Monographs in World Archaeology No. 7. Prehistory Press, Madison.
1993 Black-on-Orange Ceramic Production in the Aztec Empire's Heartland. Latin American Antiquity 4: 130-157.
Ixtlilxóchitl, F. de Alva
1975/1977 Obras históricas , edited by Edmundo O’Gorman. 2 vols. Universidad Nacional Autónoma de México, Mexico City.
Leese, Morven N. and Peter L. Main
1994 The efficient computation of unbiased Mahalanobis distances and their interpretation in archaeometry.Archaeometry 36:307-316.
Loose, Richard W.
1977 Petrographic notes on selected lithic and ceramic materials. In Settlement and Subsistence Along the Lower Chaco River , edited by C. Reher, pp. 567-571. University of New Mexico Press, Albuquerque.
Lynott, Mark J., Hector Neff, James E. Price, James W. Cogswell, and Michael D. Glascock
2000 Inferences about prehistoric ceramics and people in Southeast Missouri: Results of ceramic compositional analysis. American Antiquity 65(1): 103-126.
Ma, Marina K. S.
2003 Examining Prehispanic Ceramic Exchange in the Basin of Mexico: A Chemical Source Analysis from Azcapotzalco . Senior Honors Thesis in Anthropology, Dartmouth College, Hanover.
Minc, L. D.
1994 Political Economy and Market Economy Under Aztec Rule: A Regional Perspective Based on Decorated Ceramic Production and Distribution Systems in the Valley of Mexico . Ph.D. dissertation, Department of Anthropology, University of Michigan. University Microfilms, Ann Arbor.
Minc, L. D., M. G. Hodge, and M. J. Blackman
1994 Stylistic and Spatial Variability in Early Aztec Ceramics: Insights into Pre-Imperial Exchange Systems. InEconomies and Polities in the Aztec Realm , edited by M. G. Hodge and M. E. Smith, pp. 134-173. Studies on Culture and Society, Institute for Mesoamerican Studies, State University of New York-Albany, Albany.
1992 Introduction. In Chemical Characterization of Ceramic Pastes in Archaeology , edited by H. Neff, pp. 1-10. Prehistory Press, Madison, WI.
1994 RQ-mode principal components analysis of ceramic compositional data. Archaeometry36:115-130.
2000 Neutron activation analysis for provenance determination in archaeology. In Modern Analytical Methods in Art and Archaeology , edited by E. Ciliberto and G. Spoto, pp. 81-134. John Wiley and Sons, Inc., New York.
2002 Quantitative techniques for analyzing ceramic compositional data. In Ceramic Source Determination in the Greater Southwest , edited by D. M. Glowacki and H. Neff. Monograph 44, Cotsen Institute of Archaeology, UCLA, Los Angeles.
Neff, Hector, Ronal L. Bishop, Edward B. Sisson, Michael D. Glascock, and P. R. Sisson
1994 Neutron Activation Analysis of Late Postclassic Polychrome Pottery from Central Mexico. In Mixteca-Puebla: Discoveries and Research in Mesoamerican Art and Archaeology , edited by H. B. Nicholson and E. Quiñones Keber, pp. 117-142. Labyrinthos, Culver City, CA.
Neff, Hector and Michael D. Glascock
1998 Compositional Analysis of Ceramic from Yautepec, Morelos, Mexico . Missouri University Research Reactor, University of Missouri, Columbia.
2000 Provenance Analysis of Aztec Period Ceramics from the Basin of Mexico . Missouri University Research Reactor, University of Missouri, Columbia.
Neff, Hector, Michael D. Glascock, Thomas H. Charlton, Cynthia Otis Charlton, and Deborah L. Nichols
2000 Provenience Investigation of Ceramics and Obsidian from Otumba. Ancient Mesoamerica 11: 207-322.
Neff, Hector., and Mary G. Hodge
in press Serving Vessel Production at Chalco: Evidence from Neutron Activation Analysis. In Place of Jade: Society and Economy in Ancient Chalco , edited by M. G. Hodge. Latin American Archaeology Report. Department of Anthropology, University of Pittsburgh and Instituto Nacional de Antropología e Historia. Pittsburgh and Mexico D.F.
Nichols, Deborah L.
1994 The Organization of Provincial Craft Production and the Aztec City-State Otumba. In Economies and Polities in the Aztec Realm , edited by M. G. Hodge and M. Smith, pp. 175-194. Studies on Culture and Society Vol. 6, Institute for Mesoamerican Studies, SUNY-Albany, Albany.
1997 Post-Classic Period in Mesoamerica. In The Oxford Companion to Archaeology , edited by Charlotte Beck, George Michaels, Chris Scarre, and Neil Asher Silberman, pp.447-448.
2004 The Rural and Urban Landscapes of the Aztec State. In Mesoamerican Archaeology , edited by Rosemary Joyce and Julia Hendon, Blackwell, Oxford.
Nichols, Deborah L., Elizabeth M. Brumfiel, Hector Neff, Mary Hodge, Thomas H. Charlton, and Michael D. Glascock